{"id":204,"date":"2025-01-11T06:38:02","date_gmt":"2025-01-11T06:38:02","guid":{"rendered":"https:\/\/cwsdelhi.co.in\/nirmal\/?page_id=204"},"modified":"2025-01-11T10:15:55","modified_gmt":"2025-01-11T10:15:55","slug":"roc-compliance","status":"publish","type":"page","link":"https:\/\/cwsdelhi.co.in\/nirmal\/roc-compliance\/","title":{"rendered":"ROC Compliance"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-page\" data-elementor-id=\"204\" class=\"elementor elementor-204\" data-elementor-post-type=\"page\">\n\t\t\t\t<div class=\"elementor-element elementor-element-606705f e-con-full e-flex e-con e-parent\" data-id=\"606705f\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t<div class=\"elementor-element elementor-element-661df3c e-con-full e-flex e-con e-child\" data-id=\"661df3c\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t<div class=\"elementor-element elementor-element-2c57605 elementor-widget elementor-widget-theme-post-title elementor-page-title elementor-widget-heading\" data-id=\"2c57605\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"theme-post-title.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h3 class=\"elementor-heading-title elementor-size-default\">ROC Compliance<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-120900b elementor-widget elementor-widget-theme-post-title elementor-page-title elementor-widget-heading\" data-id=\"120900b\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"theme-post-title.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<p class=\"elementor-heading-title elementor-size-default\">Home - ROC Compliance<\/p>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-08edcd2 e-flex e-con-boxed e-con e-parent\" data-id=\"08edcd2\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t<div class=\"elementor-element elementor-element-645946d elementor-widget elementor-widget-text-editor\" data-id=\"645946d\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>Running a company requires more than just business operations; it also involves staying compliant with the <strong>Registrar of Companies (ROC)<\/strong>. ROC compliance ensures that your company meets the legal obligations laid out under the <strong>Companies Act, 2013<\/strong>, preventing penalties and legal issues. At <strong>Nirmal G &amp; Associate<\/strong>, we offer end-to-end ROC compliance services, ensuring that your company stays on the right side of the law.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-63a9524 elementor-widget elementor-widget-text-editor\" data-id=\"63a9524\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>We offer a range of\u00a0 <b>ROC<\/b><strong>\u00a0services<\/strong> tailored to meet your business needs:<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-94bd43d e-flex e-con-boxed e-con e-parent\" data-id=\"94bd43d\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t<div class=\"elementor-element elementor-element-474ac62 elementor-widget elementor-widget-text-editor\" data-id=\"474ac62\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div>\n<div>\n<div>\n<div>\n<div>\n<article dir=\"auto\" data-testid=\"conversation-turn-7\" data-scroll-anchor=\"true\">\n<div>\n<div>\n<div>\n<div>\n<div>\n<div dir=\"auto\" data-message-author-role=\"assistant\" data-message-id=\"d0165f2f-5eb9-4e66-b425-59f611413e74\" data-message-model-slug=\"gpt-4o\">\n<div>\n<div>\n<h3><strong><br><\/strong><\/h3><h3><strong>What is ROC Compliance?<\/strong><\/h3><p>Every registered company in India is required to file various forms, returns, and documents with the Registrar of Companies annually. These filings maintain transparency in corporate affairs and ensure compliance with government regulations.<\/p><hr><h3><strong><br><\/strong><\/h3><h3><strong>Types of ROC Compliances<\/strong><\/h3><ol><li><p><strong>Annual ROC Filings<\/strong><br>Companies are required to file annual returns and financial statements with the ROC:<\/p><ul><li><strong>AOC-4<\/strong>: Filing of financial statements<\/li><li><strong>MGT-7<\/strong>: Filing of annual return<\/li><li><strong>MGT-9<\/strong>: Extract of annual return to be attached with the Board&#8217;s Report<\/li><\/ul><\/li><li><p><strong>Event-Based ROC Filings<\/strong><br>Event-based compliance is triggered by specific corporate actions, such as:<\/p><ul><li>Change in the registered office<\/li><li>Appointment or resignation of directors<\/li><li>Change in authorized or paid-up share capital<\/li><li>Issuance or transfer of shares<\/li><li>Alteration of Memorandum of Association (MOA) or Articles of Association (AOA)<\/li><\/ul><\/li><li><p><strong>Other ROC Filings<\/strong><\/p><ul><li><strong>DIR-3 KYC<\/strong>: KYC for directors<\/li><li><strong>DPT-3<\/strong>: Return of deposits<\/li><li><strong>ADT-1<\/strong>: Appointment of auditors<\/li><li><strong>DIR-12<\/strong>: Appointment or resignation of directors<\/li><\/ul><\/li><\/ol><hr><h3><strong><br><\/strong><\/h3><h3><strong>Why is ROC Compliance Important?<\/strong><\/h3><ol><li><strong>Avoid Penalties:<\/strong> Non-compliance leads to hefty penalties and disqualification of directors.<\/li><li><strong>Legal Recognition:<\/strong> Regular compliance enhances the legal standing and credibility of your company.<\/li><li><strong>Government Benefits:<\/strong> Only compliant companies can avail various government schemes and incentives.<\/li><li><strong>Transparency:<\/strong> Ensures transparency in financial and operational matters.<\/li><li><strong>Investor Confidence:<\/strong> Compliant companies attract more investors and funding opportunities.<\/li><\/ol><hr><h3><strong><br><\/strong><\/h3><h3><strong>Documents Required for ROC Compliances<\/strong><\/h3><ol><li><strong>Financial Statements (Balance Sheet and Profit &amp; Loss Account)<\/strong><\/li><li><strong>Audit Report and Board Report<\/strong><\/li><li><strong>List of Shareholders and Directors<\/strong><\/li><li><strong>MOA &amp; AOA of the Company<\/strong><\/li><li><strong>Company PAN and GST Registration Certificate<\/strong><\/li><li><strong>Proof of Registered Office<\/strong><\/li><\/ol><hr><h3><strong><br><\/strong><\/h3><h3><strong>Our ROC Compliance Services<\/strong><\/h3><ol><li><p><strong>Annual Compliance Management<\/strong><br>We take care of your company\u2019s annual compliance, including filing of AOC-4 and MGT-7, ensuring timely submissions.<\/p><\/li><li><p><strong>Event-Based Filings<\/strong><br>Our team helps in filing forms related to any corporate actions, such as director changes, share issuance, or capital changes.<\/p><\/li><li><p><strong>Secretarial Compliance<\/strong><br>We assist in maintaining statutory registers, minutes of meetings, and other secretarial records required by law.<\/p><\/li><li><p><strong>Audit Support<\/strong><br>We coordinate with auditors and ensure that all necessary documents are prepared for a smooth audit process.<\/p><\/li><\/ol><hr><h3><strong><br><\/strong><\/h3><h3><strong>Our Process for ROC Compliances<\/strong><\/h3><ol><li><strong>Consultation:<\/strong> Understanding your company\u2019s operations and compliance requirements.<\/li><li><strong>Document Collection:<\/strong> Gathering the required documents for filing.<\/li><li><strong>Filing &amp; Submission:<\/strong> Preparing and filing the necessary forms with the ROC.<\/li><li><strong>Acknowledgment &amp; Tracking:<\/strong> Providing acknowledgment of filings and tracking their status until completion.<\/li><\/ol><hr><h3><strong><br><\/strong><\/h3><h3><strong>Why Choose Nirmal G &amp; Associate for ROC Compliances?<\/strong><\/h3><ul><li><strong>Experienced Team:<\/strong> Our experts have extensive experience in corporate compliance.<\/li><li><strong>Timely Filings:<\/strong> We ensure that all filings are done before the due dates to avoid penalties.<\/li><li><strong>Customized Solutions:<\/strong> We provide tailored compliance solutions based on your company\u2019s needs.<\/li><li><strong>Cost-Effective Services:<\/strong> Our pricing is transparent and competitive.<\/li><li><strong>Post-Filing Support:<\/strong> We offer continuous support for all compliance-related queries even after filing.<\/li><\/ul><hr><h3><strong>Stay Compliant, Stay Ahead!<\/strong><\/h3><h3><span style=\"font-size: 14px; font-style: inherit; font-weight: inherit; color: var( --e-global-color-text ); text-align: var(--text-align);\">Avoid unnecessary penalties and safeguard your company\u2019s reputation by staying compliant with ROC regulations. Let <\/span><strong style=\"font-size: 14px; font-style: inherit; color: var( --e-global-color-text ); text-align: var(--text-align);\">Nirmal G &amp; Associate<\/strong><span style=\"font-size: 14px; font-style: inherit; font-weight: inherit; color: var( --e-global-color-text ); text-align: var(--text-align);\"> handle your ROC compliances while you focus on growing your business.<\/span><\/h3><h3><strong style=\"font-size: 14px; font-style: inherit; color: var( --e-global-color-text ); text-align: var(--text-align);\">Phone:<\/strong><span style=\"font-size: 14px; font-style: inherit; font-weight: inherit; color: var( --e-global-color-text ); text-align: var(--text-align);\"> +91-9582223278, 7827083804<\/span><\/h3><p><strong>Email: <\/strong><a href=\"mailto:acs.consultants01@gmail.com\" rel=\"noopener\">acs.consultants01@gmail.com<\/a><\/p>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/article>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<div>\n<div>\n<div>\n<div>&nbsp;<\/div>\n<\/div>\n<\/div>\n<\/div>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>Running a company requires more than just business operations; it also involves staying compliant with the Registrar of Companies (ROC). [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"elementor_header_footer","meta":{"site-sidebar-layout":"no-sidebar","site-content-layout":"","ast-site-content-layout":"full-width-container","site-content-style":"unboxed","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"disabled","ast-breadcrumbs-content":"disabled","ast-featured-img":"disabled","footer-sml-layout":"","theme-transparent-header-meta":"default","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"set","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-204","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/pages\/204","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/comments?post=204"}],"version-history":[{"count":7,"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/pages\/204\/revisions"}],"predecessor-version":[{"id":312,"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/pages\/204\/revisions\/312"}],"wp:attachment":[{"href":"https:\/\/cwsdelhi.co.in\/nirmal\/wp-json\/wp\/v2\/media?parent=204"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}